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Avoid penalties with smarter SEC Form ADV preparation
Accurate and timely SEC Form ADV filings play a critical role in protecting an investment adviser’s reputation and maintaining alignment with regulatory expectations.
When firms...
Regnology agrees to acquire Moody’s regulatory reporting unit
Regnology has signed an exclusive agreement to acquire Moody’s Regulatory Reporting & ALM Solutions business.
The proposed acquisition is intended to significantly strengthen Regnology’s position...
Is communications compliance ready for 2026?
As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026.
According to...
F1 strategy lessons for FATCA, CRS and CARF
Financial institutions are increasingly having to make strategic choices about which systems to develop in-house and which to outsource.
A useful analogy can be...
Regnology completes Wolters Kluwer FRR acquisition
Regnology has completed the acquisition of Wolters Kluwer’s Finance, Risk & Regulatory Reporting business, a long-established provider of finance and risk management software for...
Why GRC still needs humans in the age of AI
AI has become one of the most powerful tools reshaping financial technology, yet not every process should be automated.
For those in RegTech particularly within...
How customer success transforms RegTech value
For many years, regulatory compliance has been treated as a necessary burden rather than an area that creates meaningful value.
Firms across financial services have...
Nasdaq and Revolut expand RegTech partnership globally
Nasdaq has expanded its partnership with Revolut, the digital banking and financial services platform known for its rapid international growth and consumer-focused innovation.
The collaboration...
Standardisation reshapes APAC regulatory reporting
Regulatory reporting across Asia-Pacific is entering a defining period of change, driven by a move towards greater standardisation and the need for more transparent,...
Why tax misreporting is a costly compliance risk
Financial institutions are operating in an era where FATCA and CRS reporting standards are no longer new, optional, or forgiving. Regulators expect precision, customers...









