Tag: regulatory risk

As prediction markets move steadily into the mainstream, compliance teams and regulators are facing a deceptively simple but increasingly urgent question: who is actually...

As digital communications continue to evolve, financial services firms are facing a growing compliance challenge: fragmented data. Conversations no longer sit neatly within a...

Generative AI has firmly crossed the line from theoretical debate to day-to-day operational reality for compliance teams. Over the past year, many firms have...

Modern discussions around forced labour are often shaped by outdated assumptions. Many people still associate the term with visible brutality, remote locations, and illegal...

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

The global health and life sciences sector is expanding rapidly, fuelled by digital health platforms, AI integration, biotechnology breakthroughs and rising global healthcare demand....

For regulated organisations, ageing voice recording systems can pose serious hidden risks. What may appear to be harmless legacy infrastructure can quickly become a...

False negatives represent one of the most serious, yet least visible, risks in AI-powered compliance systems. While false positives often dominate the conversation, a...

Regulation is meant to reduce risk and protect the financial system—but when poorly coordinated or misaligned, even well-meaning rules can produce unexpected outcomes. These...

Firms regulated by the SEC or FCA must treat regulatory examinations and supervisory visits as part of their business-as-usual operations. While SEC exams are...