Tag: Risk Management

Compliance teams drowning in repetitive administrative tasks have been handed a productivity lifeline, as KYCP has unveiled a significant enhancement to its notifications engine...

The investment management industry's embrace of AI has never been broader, with firms deploying the technology to summarise research, monitor threats, automate workflows and...

The FCA's latest sanctions review, covering more than 150 firms, should not be read as just another best-practice paper. It is a clear statement...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

Financial crime failures rarely stem from dramatic collapses or obvious negligence. More often, they build slowly, through countless minor decisions, missed signals and assumptions...

Key US RegTech investment stats in Q2 2026: US RegTech deal activity dropped 10% QoQ in Q2 California retained its position as the main...

A politically exposed persons (PEP) check ranks among the most consequential elements of any AML compliance programme. Institutions that get it right identify elevated...

The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...

Compliance has shifted from a back-office function to a strategic priority across every regulated industry, yet no two sectors are travelling the same road. According...

Electronic trading is accelerating, and with it the number of trading venues continues to swell, from DLT-based platforms to crypto exchanges. While this proliferation...