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Navigating SEC’s marketing rule: Essential insights from recent Risk Alerts
The SEC has always been at the forefront of regulating firms, ensuring they maintain good marketing practices. Its risk alerts play an instrumental role, offering firms the much-needed guidance to prepare for impending examinations.
Navigating the 2023 AI Surge: The critical role of quality data...
As we move deeper into 2023, AI breakthroughs are dominating the global business landscape. The capabilities of generative systems and large language models have gripped the public's attention, with companies across various sectors investing heavily in these AI-centric technologies. However, the success of these investments heavily relies on the quality of data used to train these systems and the in-house expertise of the organisations implementing them.
Will AI take over regulation and compliance in the future?
AI has long been touted as the future for many industries, and the explosion of ChatGPT may have revealed that that future is now here.
Reg BI and Off-Channel Communications: Key Takeaways from the FINRA Annual...
Allison Lagosh, Compliance Advisor and Director for Saifr®, recently shared her experience and observations from the FINRA Annual Conference. The annual conference serves as an insightful platform to discuss future-focused themes in the FinTech industry, offering an opportunity to leave behind the daily grind and delve into the industry's key issues.
Exploring the four critical capabilities propelling today’s AI technology
In a recent post by Saifr, the company outlines four of the key capabilities involved in today’s world of AI.
From compliance to innovation: How AI and LLMs are shaping FinTech...
In a recent post by RegTech firm Saifr, the company’s regulatory and compliance advisor Mark Roszak detailed how to find balance between AI and compliance.
How AI is bolstering compliance in financial content creation
Compliance with stringent regulations poses a significant challenge in the FinTech landscape. Saifr has rolled out innovative capabilities to aid in the efficient creation of compliant content.
Is consolidation inevitable for the RegTech industry?
RegTecb has experienced a significant period of growth and expansion – with more businesses than ever turning to regulatory technology.
Why self-cannibalisation is the secret to a successful AI model
When it comes to developing a successful AI model, one of the most vital aspects of this process is refining and adaption.
What is set to change in RegTech in 2023?
As the RegTech industry evolves, the sector looks towards new trends and developments that may impact it going forward. What are these?
