Tag: Securities and Exchange Commission

John McAfee, the founder of cybersecurity company McAfee, is facing criminal charges after the Securities and Exchange Commission accused him of having failed to be transparent about being paid to promote initial coin offerings.

Stocktrading platform Robinhood could reportedly be facing a $10m fraud fine for failing to properly disclose revenue, pending the outcomes of an ongoing Securities and Exchange Commission probe.

The Securities and Exchange Commission has filed an emergency action against Florida-based investment adviser Coral Gables Asset Management because of an alleged fraudulent offering.

The Securities and Exchange Commission has announced plans to amend the data security rules surrounding US securities trading.

US regulators have released an explanation of application to the federal and state securities laws for opportunity zone investments.

The UK’s Financial Conduct Authority (FCA) and US Securities and Exchange Commission (SEC) have signed two memoranda of understandings (MoU) to reaffirm cooperation following Brexit.

Two former AriseBank executives have reportedly been fined $2.5m over fraud allegations surrounding an ICO.

The U.S. Securities and Exchange Commission has launched a new hub to engage with companies using blockchain, artificial intelligence and Cryptocurrencies, among others

The Securities and Exchange Commission has charged Ameriprise Financial Services for failing to safeguard client assets.

The Securities and Exchange Commission is reportedly looking into a number of ICOs that were completed last year.