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Tag: Senior Managers and Certification Regime
SMCR reforms arrive, but compliance risk remains
The UK's Senior Managers and Certification Regime is entering a new era — but firms hoping for a lighter regulatory touch should not mistake...
Redland chosen by Natixis Investment Managers to support SM&CR compliance
Redland, which designs compliance solutions for financial services, has been selected by Natixis Investment Managers UK to support regulatory requirement needs.
UK’s FCA extends SM&CR to FCA solo-regulated firms
The UK’s Financial Conduct Authority has extended the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms.
FCA working with HM Treasury to finalise rules on SM&CR extension
The Financial Conduct Authority is working with HM Treasury to publish its final rules on the extension to the Senior Managers and Certification Regime (SM&CR).
