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FCA action puts SMCR accountability under fresh scrutiny
The UK Financial Conduct Authority has fined and banned two senior financial services executives after finding they acted dishonestly over an extended period, in...
FCA and PRA move to slash SMCR burden for firms
The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of reforms to the Senior Managers and Certification Regime (SMCR), aiming...
