Tag: SFC

The HK SFC is sponsoring the International Capital Market Association (ICMA) to form a dedicated working group on ESG.

The Securities and Futures Commission (SFC) of Hong Kong has launched a consultation on the proposed requirements for operators of virtual asset trading platforms.

Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.

Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.