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Hong Kong investment firm selects MCO for enhanced compliance management
A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations.
SFC and ICMA collaboration paves the way for global ESG ratings...
The HK SFC is sponsoring the International Capital Market Association (ICMA) to form a dedicated working group on ESG.
SFC unveils consultation on visual asset trading platform regulation
The Securities and Futures Commission (SFC) of Hong Kong has launched a consultation on the proposed requirements for operators of virtual asset trading platforms.
UBS fined $51m by Hong Kong regulator for overcharging
Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.
Reg-Room provides content to BWise’s new regulatory solution
Reg-Room is set to provide regulatory content to Nasdaq BWise’s new Regulatory Change Management Solution.
