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Prediction markets and the compliance gap firms can’t ignore

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these products fall under securities law, commodities rules,...

Why global banks are rethinking compliance from scratch

Compliance has long been treated as a back-office function, a necessary overhead running quietly alongside the real business of banking. That model is rapidly...

FCA insider dealing case is a compliance wake-up call

The UK’s Financial Conduct Authority has brought fresh attention to a long-running market-abuse risk by charging two individuals with insider dealing after detecting suspicious...

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