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Navigating the complexities of off-channel communications in finance

In recent years, off-channel communications have come under the intense scrutiny of regulators like the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). This scrutiny is largely due to the risks these unmonitored communications pose, ranging from compliance issues to gaps in record-keeping that can affect investor protection.

Surveillance reforms ignite US Congress and intelligence officials clash

Lawmakers recently clashed with US intelligence officials over proposed reforms to a surveillance program associated with Section 702 of the Foreign Intelligence Surveillance Act.
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