Tag: Surveillance Technology

As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026. According to...

In an increasingly regulated and fast-moving market, surveillance has evolved from a simple compliance requirement into a key strategic advantage. Financial institutions are beginning to...

ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.

In an era where financial markets are increasingly interconnected, one of the most critical gaps in trade surveillance remains unsolved: cross-market alerting. Many firms...

A recent conviction of a former analyst at a UK-based investment firm for insider dealing has sent a clear signal across the financial services...

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.