Tag: Surveillance Technology

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these products fall under securities law, commodities rules,...

Compliance has long been treated as a back-office function, a necessary overhead running quietly alongside the real business of banking. That model is rapidly...

Enterprise compliance is undergoing a structural transformation. Across financial services and beyond, firms are moving away from fragmented point solutions and towards centralised oversight...

Financial organisations clinging to ageing voice recording infrastructure may believe inertia is the safer bet. New independent research suggests otherwise. A Wordwatch survey of 100...

AI-driven supervision has rapidly become embedded across financial services. Recent industry research shows that 94% of firms are either already using or actively planning...

As regulatory scrutiny intensifies and data volumes continue to grow, communications compliance is becoming a defining challenge for regulated firms heading into 2026. According to...

In an increasingly regulated and fast-moving market, surveillance has evolved from a simple compliance requirement into a key strategic advantage. Financial institutions are beginning to...

ACA Group has unveiled a comprehensive Market Abuse Risk Framework aimed at helping UK and European buy-side firms strengthen their compliance and risk management processes.

In an era where financial markets are increasingly interconnected, one of the most critical gaps in trade surveillance remains unsolved: cross-market alerting. Many firms...

A recent conviction of a former analyst at a UK-based investment firm for insider dealing has sent a clear signal across the financial services...