Tag: surveillance

The rapid rise of prediction markets is creating a compliance challenge that many investment advisers may not yet be equipped to handle. As event-contract...

Shield, a global communications risk management company purpose-built for financial institutions, has commissioned research showing that more than 90% of banks remain trapped in...

Compliance teams face a widening gap between traditional insider trading controls and the realities of digital markets, according to the final instalment of a...

For years, financial institutions have poured resources into market connectivity, wiring up new venues, expanding execution infrastructure and chasing liquidity wherever it emerges. Success...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging nearly 38,000...

Theta Lake has joined forces with IPC to help financial institutions move trade floor communications to the cloud without losing regulatory oversight across voice...

From 1 September 2026, the FCA's Code of Conduct will extend to misconduct such as bullying, harassment and violence across every FCA-authorised organisation. According to...

On 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will formally extend to cover bullying, harassment and discrimination across every FCA-authorised...

Reconciliation has become one of the most urgent priorities for regulated firms as record-keeping obligations grow more complex. According to Theta Lake, with hybrid work,...

Regulated organisations are heading into 2026 facing a communications environment that is more complex than at any point in the past. What was once a...