Tag: transaction reporting

The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...

The FCA has outlined a series of proposed changes to UK transaction reporting rules that it claims could save firms more than £100m annually. The...

UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...

Tools for Brokers, a global FinTech provider for brokerages and hedge funds, and TRAction, a leading trade and transaction reporting service, have entered into...

The UK FCA has unveiled a five-year strategy designed to crack down on market abuse, strengthen financial crime enforcement, and promote economic resilience. According to...

Novatus Global, a London-based leader in regulatory technology, has announced a significant growth investment of $40m from Silversmith Capital Partners, a growth equity firm located in Boston.

The recent separation of the UK from the EU has set the stage for regulatory divergence between the two jurisdictions.

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.