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UK trims MiFIR reporting scope but raises the data bar
The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...
FCA finalises new rules to slash reporting costs
The Financial Conduct Authority, the UK's financial services regulator, responsible for overseeing market conduct and firm supervision, has finalised new rules aimed at making...
FCA slashes reporting burden in bid to boost UK markets
The Financial Conduct Authority (FCA), the UK's financial services regulator, has finalised new transaction reporting rules that will strip out duplicative requirements and deliver...
The hidden control gaps in MiFIR transaction reporting
Transaction reporting under MiFIR was never designed to be a box-ticking exercise. Its purpose has always been to support the detection and investigation of...
FCA plans sweeping overhaul of UK MiFIR reporting
The FCA has signalled the biggest shift in UK transaction reporting since MiFIR was first introduced, setting out plans for a streamlined, more proportionate...
FCA plans cuts to save firms £100m a year
The FCA has outlined a series of proposed changes to UK transaction reporting rules that it claims could save firms more than £100m annually.
The...
EMIR reporting reforms: What firms must know now
UK regulators are stepping up efforts to refine derivatives reporting requirements under the European Market Infrastructure Regulation (EMIR) Refit. The Financial Conduct Authority (FCA)...
Tools for Brokers, TRAction partner on regtech integration
Tools for Brokers, a global FinTech provider for brokerages and hedge funds, and TRAction, a leading trade and transaction reporting service, have entered into...
Market abuse in the spotlight as FCA targets insider dealing and...
The UK FCA has unveiled a five-year strategy designed to crack down on market abuse, strengthen financial crime enforcement, and promote economic resilience.
According to...
Novatus Global bolsters RegTech prowess with $40m investment
Novatus Global, a London-based leader in regulatory technology, has announced a significant growth investment of $40m from Silversmith Capital Partners, a growth equity firm located in Boston.
