Tag: UBS

As Covid-19 continues to wreak havoc in the global economy, FinTech companies have continued to raise capital. Here's what the rounds from the past seven days tell us.

The Securities and Futures Commission (SFC) of Hong Kong has lifted the ban on UBS to support initial public offerings (IPOs).

UBS has landed it legal hot waters in Singapore after its employees overcharged and failed to be transparent to clients.

Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.

RegTechs cannot succeed if they only offer technology and no content to supplement it, according to Maria Leistner group managing director and general counsel global wealth management at UBS.

RegTech 100 company Kaizen Reporting has expanded its assurance solution ReportShield to cover MiFIR trade reporting.

Six major global banks have adopted Droit Financial Technologies’ fully-digitized MiFID II trade compliance engine.

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.

With MiFID II set to come into force in just a few days, UBS has initiated a project to use Ethereum smart contracts for compliance.

Four of the world’s largest banks are partnering to develop a digital currency with the aim of creating an industry standard for blockchain-enabled trades and transactions.