Tag: UK financial regulation

The House of Lords Financial Services Regulation Committee, the cross-party body tasked with scrutinising financial regulation and chaired by Baroness Noakes DBE, has opened...

The UK Financial Conduct Authority has fined and banned two senior financial services executives after finding they acted dishonestly over an extended period, in...

The FCA has finalised its biggest shake-up of UK MiFIR transaction reporting since Brexit, and firms hoping for a straightforward compliance breather may be...

Regulatory scrutiny across the UK financial services sector continues to intensify, pushing FCA compliance firmly into the strategic spotlight. Expectations around consumer protection, record-keeping, evidentiary...

The FCA has announced new plans to support the adoption of tokenisation in the asset management industry, as part of its broader mission to...

Criminals in financial crime continue to evolve quickly, forcing institutions to stay one step ahead. While technology, regulations and collaborative frameworks have advanced significantly,...

The UK’s anti-money laundering (AML) framework places a clear responsibility on businesses to identify and report suspicious financial activity. To support this, companies in...

The latest whitepaper from ALMIS International offers essential guidance for UK financial institutions navigating the complexities of the Basel 3.1 and SDDT frameworks.

Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed...

Key UK RegTech investment stats for 2024: UK RegTech deal activity dropped by 59% YoY There were zero deals over $100m in 2024 as...