Tag: Wealth management

Consumer Duty has entered a new phase. With implementation deadlines now behind the industry, the focus has shifted from frameworks and documentation to tangible...

A new thought leadership report from Aveni has found that while AI is rapidly moving up the strategic agenda for financial services leaders, many...

Organisations across every sector are facing intensifying regulatory scrutiny while also managing growing volumes of sensitive information spread across multiple systems. From financial services to...

RegTech Solutions and Accertify have announced a referral partnership aimed at enhancing account protection for Australia’s financial services sector. The partnership is designed to help...

Napier AI, a London-based RegTech specialising in financial crime compliance, has appointed Adam Flowers as its new chief revenue officer (CRO) to spearhead the...

HSBC’s Swiss private bank is winding down relationships with more than 1,000 ultra-high-net-worth clients across the Middle East after classifying many of them as...

M-Files has unveiled a major update to its long-running partnership with Microsoft, announcing that it will now natively store content in Microsoft 365 through...

For years, transaction monitoring (TM) in wealth and asset management has lagged behind the standards set in retail banking. Yet, given the complexity of...

Since the Financial Conduct Authority (FCA) formally introduced Consumer Duty in July 2023, the regulation has significantly influenced how UK financial institutions approach customer outcomes.

The FCA has announced it will not move forward, for now, with plans to extend its Sustainability Disclosure Requirements (SDR) and sustainable investment labelling...