Tag: WealthTech

Cross-border fund distribution is entering a new phase of regulatory change, with the UK, Liechtenstein and Italy all revising disclosure, notification and reporting rules,...

Irish MiFID investment firms are under fresh regulatory pressure after the Central Bank of Ireland (CBI) published its Thematic Assessment of the compliance function...

Despite the rise of digitalisation, many compliance teams are still stuck with slow workflows, largely caused by disjointed tools added gradually over years. 

There is a familiar refrain that echoes through financial institutions when compliance teams request new tooling: "We can build this internally — it's just...

The RegTech market has entered a new era. What began as an experimental space populated by agile startups has matured into a mainstream industry,...

Picture the scene: a financial institution is onboarding a new corporate client with operations spanning the UAE, the UK, and the EU. Before any...

Compliance teams at financial institutions are losing ground fast. According to new research from Saifr, in partnership with A-Team Group, senior compliance and technology...

Selecting a CARF compliance solution is fast becoming one of the most operationally consequential decisions a firm can make. According to Label, the Crypto-Asset Reporting...

For many years financial institutions have invested heavily in tools that detect suspicious activity. However, detection is only one part of the equation, and...

For investment and risk professionals, the challenge is rarely a lack of information. The problem is structural: by the time a market-moving story filters...