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The future of compliance: Emerging trends and predictions for 2024

2023 was a pivotal year in digital communications governance. In the US, regulatory bodies imposed hundreds of millions in fines, extending their reach from banks to broker-dealers, investment advisers, and credit rating agencies. Similar actions were observed in the UK, with regulatory bodies sanctioning banks and fining firms for non-compliance in trading communications.

Enhancing Zoom with Theta Lake: A leap in compliance and security

Theta Lake's collaboration with Zoom, which started in 2018, has been pivotal in elevating compliance and security standards for Zoom’s unified communications (UC) platform.

Theta Lake among launch partners for Zoom’s new ISV Exchange Program

Compliance security specialists Theta Lake is set to be implemented into the Zoom platform as part of the communications giant's new ISV Exchange Program. The...

Unveiling insights from financial leaders: The state of communications compliance in...

As penalties continue to rise for record-keeping failures, a new report from Theta Lake found that almost 98% of financials services leaders it surveyed were dissatisfied with their current archives and voice recording tools.

Recordkeeping enforcement reaches brokers, advisors and credit rating agencies

The wave of recordkeeping enforcement actions in the finance sector has now expanded to brokers, investment advisers, and credit rating agencies. Leading this charge...

Harnessing AI for compliant communication ahead of FCA’s Consumer Duty

The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.

Zoom, Theta Lake boost partnership with advanced security-focused integration

Since 2018, Theta Lake, has formed a strong partnership with Zoom, one of the world's leading video conferencing platforms.

Theta Lake unveils new module in Zoom App Marketplace

Theta Lake has launched Meetings Risk Manager, which is the company’s sixth Zoom-certified module in its App Marketplace.

Zoom shells out $1.8m in bug bounties for 2021

Zoom has revealed that it paid out roughly $1.8m in bug bounty rewards for the full year of 2021.

Theta Lake lands $50m for modern compliance security solutions

Theta Lake, a provider of communications security and compliance solutions, has raised $50m in Series B funding led by Battery Ventures.
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