Navigating compliance: The critical role of record keeping in financial firms
In the fast-evolving landscape of financial regulation, the significance of stringent recordkeeping cannot be overstated. Recent enforcement actions by the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have underscored this, with fines exceeding $1.5bn handed down to Wall Street firms for recordkeeping violations.
TransactionLink and Know Your Customer forge alliance to revolutionise European business compliance
TransactionLink, a pioneer in onboarding automation solutions for Know Your Business (KYB), and Know Your Customer, the award-winning Software as a Service (SaaS) ecosystem for Business Know Your Customer (KYC) verification, have announced a strategic partnership.
What are the key regulatory developments to keep an eye on in H1?
As we approach the end of the second month of 2024, the direction of regulatory developments is beginning to take shape. What can we expect to see in the first half of 2024?
Mitek launches MiControl to revolutionize check fraud detection for financial institutions
Mitek Systems, a global leader in digital identity verification technologies, has unveiled its latest innovation, MiControl.
California’s bold climate laws: A new era for corporate accountability
California's recent enactment of corporate climate accountability laws has placed the state under the international spotlight.
Flagright and Traxion link to revolutionise security in digital transactions
Flagright has announced a strategic partnership with Traxion, a key player in transforming digital transactions in Southeast Asia.
Navigating the AML compliance landscape for US investment advisors
In early February 2024, the US Treasury, under the guidance of Secretary Janet Yellen, announced its intention to strengthen the financial system's defenses against money laundering.
NICE Actimize revolutionizes financial crime fighting with new generative AI solutions
NICE Actimize, a leading provider of financial crime, risk, and compliance solutions, has unveiled a new suite of generative AI-based innovations.
NICE Actimize is at...
Accertify to provide advanced fraud protection for ASDA’s e-commerce platform
ASDA, a leading retail giant in the UK, has teamed up with Accertify, a subsidiary of American Express, known for its comprehensive fraud prevention solutions.
Napier leads the way in FinCrime compliance with new Continuum offerings
Napier, a pioneer in global financial crime compliance RegTech, has expanded its offerings with two innovative solutions: Napier Continuum Live and Napier Continuum Flow....
