Communication and interaction governance in the financial services space in relation to AI is fast evolving. FinTech Global recently spoke to Stacey English, director of regulatory intelligence at Theta Lake, to learn more.
Founded in 2017, California-headquartered Theta Lake specialises in cloud-native Digital Communications Governance and Archiving (DCGA). The company provides security, compliance, and risk detection solutions tailored for modern, integrated workspace environments.
During this discussion, topics ranged from:
- The ongoing AI transformation in financial services
- The most significant use cases for AI in the industry
- What are the most pressing pain points in AI adoption?
- How are leading firms approaching the AI transition?
- How Theta Lake characterises the current regulatory landscape around AI
Find the video here.
Copyright © 2026 RegTech Analyst
Copyright © 2026 RegTech Analyst





