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In the intricate world of finance, trade surveillance stands as a vital pillar, ensuring markets operate with integrity. In a new podcast, Martina Rejsjo,...

The SEC exam priorities for 2024 underscore the importance of compliance and recordkeeping within financial services. The focus will be on practices and products that pose risks to investors or the markets. In light of over $2.6bn in fines due to recordkeeping failures, the SEC will scrutinize unmonitored communication channels and the capture of essential records.

Australian regulator ASIC has issued a stark warning to organisations to ramp up their cyber security measures.

Flagright recently took the opportunity to take a deep dive into the Monetary Authority's history and its role in financial compliance.

Saifr recently dug deeper into the topic of human-in-the-loop and why it is continuing to gain prominence and importance.

The UK and France have recently rallied around for tighter regulatory of commercial spyware following the Pegasus scandal in 2021. 

Global enforcement fines have hit a staggering $5.65bn in the third quarter of 2023, according to a report released by Corlytics.

The GRI has recently unveiled an exciting new venture, the SIL created in collaboration with the IFRS Foundation.

Fidelity International has unveiled its Nature Roadmap, a strategy for integrating nature conservation into its investment and stewardship activities.

In the dynamic realm of financial services regulatory compliance, technology isn't just a facilitator—it's a game-changer. The latest industry analysis from GRC 20/20 delves into the transformative effects of AI on financial services compliance, marking a revolutionary departure from traditional practices.