FCA trims SM&CR: streamlining or a new culture risk?
The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...
EU supervisors tighten grip on cross-border investment firms
The ESMA, the EU's regulator and supervisor for financial markets, has released a follow-up report examining how national watchdogs have strengthened their oversight of...
calQrisk joins FCA sandbox to tackle SMCR assurance gap
calQrisk, a GRC software provider serving regulated organisations, has secured a place on the UK Financial Conduct Authority's Supercharged Sandbox, an initiative aimed at...
Glow exits stealth with $180m to rewrite endpoint security
Glow has come out of stealth armed with $180m in funding and a valuation of $1.2bn, promising to change how large organisations protect their...
Palo Alto Networks to buy Embrace in observability push
Palo Alto Networks has revealed plans to acquire Embrace, a specialist in user-focused observability, as it pushes its Observability platform into Digital Experience Monitoring.
The...
Sumsub moves beyond onboarding with AI trust infrastructure
Sumsub has announced its transformation into what it describes as the market's first AI-powered Trust Infrastructure, aimed at helping firms enter new jurisdictions securely...
AI compliance failures could cost firms more than fines
Artificial intelligence is transforming how organisations operate, take decisions and engage with customers. Yet the productivity dividend arrives hand in hand with serious obligations,...
Where is RegTech investment heading?
RegTech investment followed a relatively clear path for a considerable amount of time. As regulation became more complex and financial crime risks increased, firms...
Why FinScan’s LSEG validation raises the bar for AML screening
FinScan has been declared go-to-market ready by LSEG Risk Intelligence after passing the technology validation process for its connection to LSEG World-Check On Demand.
The...
Greenwich Dealing taps eflow and xyt as scrutiny mounts
Greenwich Dealing, the Geneva-headquartered outsourced dealing specialist serving buy-side institutions, has chosen regulatory technology from eflow and xyt to sharpen its supervision of execution...
