Meeting regulatory reporting obligations with ease – KYC Portal
Financial safety is the first benefit of regulatory compliance and ensuring a real-time view of the current status in compliance, can help firms improve reporting capabilities, a new blog from KYC Portal claims.
FCA boss says more must be done to secure the fund management industry’s survival...
The interim chief executive at the Financial Conduct Authority (FCA) wants to start a dialogue about how to protect the investment fund management industry in the coronavirus aftermath.
Trulioo launches new document verification and facial recognition features to protect small businesses against...
RegTech company Trulioo has unveiled a new suite of facial recognition and document verification tools developed to enable small and medium-sized businesses to tap in to additional protection.
Deutsche Bank to pay $150m fine for how it handled Jeffrey Epstein’s accounts
Deutsche Bank slammed with $150m fine for failing to make its relationship with convicted sex offender Jeffrey Epstein clear.
ESMA updates its data reporting guidance document for MiFIR
On Wednesday July 8, the European Securities and Markets Authority (ESMA) announced that it had updated its document on data reporting under the Market in Financial Instruments Regulation (MiFIR).
ESMA updates its guidance regarding data reporting under EMIR
The EU’s securities markets regulator has updated its questions and answers document on practical questions regarding data reporting issues under the European Markets Infrastructure Regulation (EMIR).
ESMA updates it Q&A on transparency issues under MiFID II and MiFIR
The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
CMA raises competition concerns about ION’s purchase of Broadway Technology
The Competition and Markets Authority (CMA) worried that ION’s purchase of Broadway Technology raises competition concerns in the supply of electronic trading systems.
RegTech investment in H1 2020 defies expectations with growth in funding despite economic uncertainty
RegTech companies raised nearly $4bn across 120 deals in the first six months of the year
Nozomi Networks secures funding from Telefónica Innovation Ventures
IoT security provider Nozomi Networks has secured an investment from Telefónica Innovation Ventures.
