Goldman Sachs fined $1m for failing to record communications
The U.S. Commodity Futures Trading Commission (CFTC) has fined Goldman Sachs $1m for failing to make and keep certain audio recordings as needed for compliance under swap dealer regulations.
Why Theta Lake believes AI is critical for the evolution of communication monitoring
Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake
SAR nets $1m seed funding from angel investors
SAR, a data analytics platform for securities class action (SCA), has netted $1m in seed funding from a group of angel investors.
Top 10 largest GDPR fines now total €402.6m
Fines for the General Data Protection Regulation (GDPR) might be as numerous or large as initially anticipated, but there have been some hefty penalties. The ten largest financial fines for GDPR failures total €402.6m.
Warning about new e-commerce phishing scam raised in the run-up of Black Friday
Just as customers are gearing up to tap into one of the biggest shopping event of the year, cybersecurity experts warn about a new e-commerce phishing scheme.
Cymulate nets a further $15m, just months after its former round
Breach and attack simulation platform Cymulate has received $15m in its Series B round led by Vertex Growth Fund.
Westpac’s chairman and CEO to step down amid AML scandal
Australian bank Westpac will see its CEO Brian Hartzer step down next week as the lender is facing money laundering and terrorism financing allegations.
Cybersecurity company buguroo collects $11m in its Series A
buguroo, a Spain-based cybersecurity platform, has collected $11m in its Series A round.
The FCA bans mass marketing of speculative mini-bonds
The Financial Conduct Authority (FCA) will ban the mass marketing of speculative mini-bonds to retail customers from New Year’s Day 2020.
65% of all cases filed by CFTC last year involved fraud, manipulative conduct or...
The U.S. Commodity Futures Trading Commission’s (CFTC) has released its report for the fiscal year 2019.
