Why brokerage feeds can no longer catch insider trading
The alleged insider trading scheme involving two former Robinhood engineers has put a spotlight on a growing weakness in employee compliance programmes. Personal trading...
Numeral lands $100m as software tax obligations widen
Numeral, the AI-driven sales tax compliance platform, has secured $100m in a Series C round as changing tax rules place growing operational pressure on...
Banks face new EBA third-party risk regime aligned with DORA
The European Banking Authority (EBA), the EU body mandated to harmonise the governance arrangements of financial institutions across the bloc, has released its final...
Vivox AI: stopping scams means intervening sooner
A payment can pass every check and still be the product of manipulation. The account name matches, the customer insists they know the recipient...
RegTech and SupTech collide as regulation goes agentic
For years, the regulatory technology world has been neatly divided. RegTech was what regulated firms bought to help them comply, while SupTech was what...
LSEG research exposes the compliance ‘decision gap’
LSEG Risk Intelligence, the risk intelligence business of LSEG, has published global research suggesting that while compliance leaders almost universally trust their screening data,...
FCA warns firms must act faster on money mule networks
Financial firms across the UK have shut down a record number of suspected money mule accounts, yet the Financial Conduct Authority (FCA), the country's...
Regulatory change is testing payment compliance teams
For companies in payments and financial services, keeping pace with shifting rules such as PSD2/3, AML/KYC, GDPR and a steady stream of local updates...
Mirai RiskTech’s €5m raise targets fragmented bank systems
Mirai RiskTech, a Spanish risk technology firm focused on integrated asset and liability management (ALM) and balance sheet management, has completed a €5m funding...
Why traffic-light risk ratings may be running out of time
Every major risk category in banking has its own number, except one. Credit risk relies on probability of default (PD) and loss given default...
