Comprehensive guide to SEC’s 2025 compliance roadmap for FIs
The U.S. SEC has released its Examination Priorities for the fiscal year 2025, offering a detailed guide for CCOs to evaluate and enhance their compliance frameworks.
Best practices for monitoring employee trades in SEC-regulated firms
In the complex arena of financial markets, where conflicts of interest and misconduct like insider trading are ever-present threats, the importance of rigorous compliance cannot be overstated.
Ethyca secures $10m for advanced data privacy solutions
Ethyca, a prominent New York-based data privacy and AI governance platform, has successfully raised $10m in a new funding round.
Overcoming legacy systems and innovating with AI in finance
In the financial sector, the transition towards AI begins with overcoming the inherent challenges posed by legacy systems.
Visa thwarts over fourfold increase in fraud attempts this Black Friday
This past Black Friday, Visa reported a notable 11% increase in transaction volumes in the UK compared to the same period last year, marking a 16% rise from an average Friday.
Federal agencies issue new guidelines to combat $27bn elder financial fraud
Federal financial regulatory bodies, alongside the FinCEN and state regulators, have issued a crucial statement aimed at bolstering the defences against elder financial exploitation.
EU firms face challenges meeting new sustainability reporting norms
A recent survey by PwC Luxembourg reveals that less than half of the companies mandated to report under the EU's newly enforced CSRD feel fully prepared to meet their obligations.
How KYT strengthens compliance and protects against financial crime
KYT serves as a crucial safeguard within the financial sector by monitoring and analysing financial transactions to spot unusual or potentially illicit activities.
How to identify and combat money laundering in the property market
Cash remains a preferred tool for money launderers in real estate. High-value property purchases made entirely in cash are particularly risky, as they enable...
Exploring the interconnections of corruption and crime in European business
In an era where financial security is paramount, understanding the intricate landscape of financial crime in Europe is crucial.