Deal Updates

In February 2024, the Financial Conduct Authority (FCA) initiated a pivotal consultation titled 'CP24/2: Our Enforcement Guide and publicising enforcement investigations – a new...

In its latest Market Watch 79 report, the FCA has shed light on significant lapses in market abuse surveillance controls among authorised firms.

In today's fast-paced financial landscape, launching, managing, or distributing a fund necessitates a keen understanding of regulatory requirements and market dynamics.

An efficient ongoing monitoring system is a linchpin in the relentless battle against financial crime and the imperative to comply with AML regulations.

In the ever-evolving landscape of regulatory requirements, businesses are compelled to reassess how they manage compliance and conduct risks. A proactive approach is necessary, not only to understand the regulations but to anticipate their impacts on operations. Implementing a standardized methodology supported by AI allows businesses to prepare for regulatory changes effectively, ensuring compliance is both consistent and scalable.

Wolters Kluwer, a provider of solutions, empowers professionals across various industries, has launched a Regulatory Violations Intelligence Index.

Data Zoo has successfully secured AU$35 million in Series A funding from Ellerston JAADE, an Ellerston Capital fund.

The Eurosystem has successfully completed the first trial in utilizing new technologies for settling wholesale transactions in central bank money.

Money laundering techniques are becoming more sophisticated, and regulatory intensity across the financial sector continues to increase.

The EC has recently introduced new regulations that enhance transparency regarding the flow of funds related to Russian-owned entities out of the EU. According to...