Deal Updates

The intersection of artificial intelligence (AI) and financial compliance is reshaping how firms handle regulatory reviews.

In an era where regulatory oversight of the wealth and asset management sector is intensifying globally, the stakes for compliance have never been higher. This sector, pivotal to national economies, plays a crucial role in helping consumers manage their assets and achieve their financial goals. However, its significance also makes it a potential target for misuse by malicious entities aiming to launder money.

In today's digital era, where business transactions and partnerships extend beyond borders, the importance of conducting due diligence cannot be overstated. FullCircl, a Customer Lifecycle...

The U.S. Securities and Exchange Commission (SEC) has recently made significant adjustments to its regulatory framework, introducing two pivotal rules, Rules 3a5-4 and 3a44-2, collectively known as the Final Rules.

CyberSaint, a cyber risk management solutions firm, has announced a milestone in its growth trajectory, securing $21m in Series A funding.

In the realm of financial and environmental sustainability, conducting a double materiality assessment (DMA) is a crucial initial step for businesses.

The landscape of Regulatory Technology (RegTech) is evolving at an unprecedented pace, heralding a new era of efficiency and integration in compliance management.

At a recent parliamentary AI and FinTech Summit, a call was issued by top figures in the tech sector for the UK government to bolster regulation and investment in AI within the FinTech industry.

BigID, an AI-augmented data security, compliance, and privacy firm, has announced the closure of a significant $60m growth funding round.

The FCA has released its Business Plan for the 2024-25 period, marking a key phase in the authority's pursuit of excellence within the realm of financial regulation.