Citigroup, Goldman Sachs slapped with large fines for recordkeeping failures
Goldman Sachs and Citigroup Global Markets have been fined $5.5m and $2.9m respectively for substantial recordkeeping failures.
Hong Kong joins GFANZ’s APAC Network in global climate transition drive
The Glasgow Financial Alliance for Net Zero (GFANZ) is making significant strides into Asia with its newest member: the Hong Kong Chapter.
Investors with $1tn assets demand ISSB prioritise human rights disclosures
A consortium of investors, representing over $1tn in assets under management, has addressed the IFRS Foundation's ISSB with a significant appeal.
UK cyber authorities raise alarm over AI chatbots in business operations
The UK's National Cyber Security Centre (NCSC) has issued a warning about the security implications of using AI-driven chatbots in business settings.
Surecomp and Pelican AI team up to redefine digital trade risk and compliance
Surecomp, a leading player in the trade finance industry, and Pelican AI, a global provider of AI-driven financial crime and compliance solutions, have announced a strategic partnership. The collaboration aims to usher in a new era in digital trade-based risk management.
Blackout periods and their significance for listed companies
In a recent post by MyComplianceOffice, the company explained in detail blackout periods and insider trader risk for limited firms.
How CNMV’s crackdown on CFDs affects Spanish retail clients and EU rights
In a recent post by RegTech firm Muinmos, the company discussed in detail Spanish CFD 'Barbie clients' and fundamental EU rights.
Fianu Labs steps into the limelight with $2m seed funding
Fianu Labs, a company specialising in software governance automation, has announced its emergence from stealth mode.
Pega and docStribute collaborate to tackle UK’s latest regulatory changes
docStribute, a technology solutions provider specializing in secure digital signing and document distribution, and Pegasystems, the global leader in low-code platforms empowering top enterprises to ‘Build for Change®’, have recently announced their partnership.
Mastercard certifies IDEX Biometrics for its Global Payment Solution
IDEX Biometrics, a global technology leader in fingerprint biometrics, has been fully certified by Mastercard, a leading multinational financial services corporation.
