SteelEye to support Ardent Financial with compliance
Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.
Bandura Cyber and Recorded Future have joined forces to provide better cybersecurity
Cybersecurity companies Bandura Cyber and Recorded Future have signed a partnership deal.
Breach and attack simulator XM Cyber secures $17m in its Series B round
XM Cyber, a breach and attack simulation (SA) platform, has closed its Series B round on $17m, as it looks to grow its global sales and marketing efforts.
Meeting regulatory reporting obligations with ease – KYC Portal
Financial safety is the first benefit of regulatory compliance and ensuring a real-time view of the current status in compliance, can help firms improve reporting capabilities, a new blog from KYC Portal claims.
FCA boss says more must be done to secure the fund management industry’s survival...
The interim chief executive at the Financial Conduct Authority (FCA) wants to start a dialogue about how to protect the investment fund management industry in the coronavirus aftermath.
Trulioo launches new document verification and facial recognition features to protect small businesses against...
RegTech company Trulioo has unveiled a new suite of facial recognition and document verification tools developed to enable small and medium-sized businesses to tap in to additional protection.
Deutsche Bank to pay $150m fine for how it handled Jeffrey Epstein’s accounts
Deutsche Bank slammed with $150m fine for failing to make its relationship with convicted sex offender Jeffrey Epstein clear.
ESMA updates its data reporting guidance document for MiFIR
On Wednesday July 8, the European Securities and Markets Authority (ESMA) announced that it had updated its document on data reporting under the Market in Financial Instruments Regulation (MiFIR).
ESMA updates its guidance regarding data reporting under EMIR
The EU’s securities markets regulator has updated its questions and answers document on practical questions regarding data reporting issues under the European Markets Infrastructure Regulation (EMIR).
ESMA updates it Q&A on transparency issues under MiFID II and MiFIR
The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
