US regulator SEC extends MiFID II relief period for three years
Assist market participants in the US can breathe a little easier after the top securities regulator extended the period they have to comply with the EU’s financial instruments law.
ESMA is asking people in the industry for what they think about new changes...
The EU’s top markets authority is looking for input from the financial industry about changes to one of its trickier pieces of legislation.
Red Deer deploys MiFID II compliance tools to wealth management firm
MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.
Stardog collects $9m to support product launches
Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.
Can RegTech solutions help businesses prepare for Brexit?
No matter if the UK will crash out of the EU without a deal or if there will be an extension for next year,...
What do you need to do in case of a hard Brexit?
The top UK financial market authority has issued a reminder of what needs to be done incase the UK crashes out of the EU without a deal.
Five reasons why MiFID II’s Article 16 is such a headache to deal with
The EU’s Markets in Financial Instruments Directive (MiFID II) was created to make the regulatory framework protecting investors clearer. However, it is still tricky to comply with.
Authenticity.AI closes initial seed round
Speech-to-text processing platform Authenticity.AI has closed its initial seed funding round from an affiliate of Knox Capital.
ESMA offers more clarification about MiFID II and MiFIR
Two of the EU’s most complicated laws have been given some more clarification regarding exchange-traded funds.
ESMA releases updated equity and equity-like instrument calculations
The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments.