MirrorWeb – MiFID II: A Checklist for Electronic Communications
Website and social media communication archiving platform MirrorWeb has created a guide for MiFID II’s electronic communication requirements.
Lovell Minnick backs foreign exchange trading software specialist oneZero
Financial services-focused investment major Lovell Minnick has picked up a minority stake in foreign exchange trading software and tech supplier oneZero.
ActiveViam closes investment from Guidepost Growth Equity
ActiveViam, a data analytics solution for the finance and retail markets, has closed an undisclosed investment from Guidepost Growth Equity.
Cappitech partners with IHS Markit to help companies with SFTR compliance
Regulatory reporting startup Cappitech will be integrate its solution into IHS Markit in new deal to support Securities Financing Transactions Regulation (SFTR) compliance.
ESMA supports MiFID II with updated results of annual calculations for equity instruments
The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.
Sensitive data solution Text IQ collects $12.6m in its Series A round
Text IQ, an AI solution for identifying sensitive data, has collected $12.6m in its Series A funding round.
Big banks reinvest in Symphony Communications through new $165m round
Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.
Risk analytics startup OpenGamma gets SOC 2 certificate
Derivatives risk analytics company OpenGamma has received a Service Organisation Controls (SOC) 2 Type 1 Certificate.
Theta Lake’s 5 step guide for video communication compliance in financial services
Communication monitoring and compliance platform Theta Lake has offered its five-step guide for financial services looking to improve their compliance with recordings.
Liveoak Technologies raises $8m in funding led by S3 Ventures
Digital transformation company Liveoak Technologies has raised $8m in its latest funding stage.