ESMA updates Q&A for MiFID II and MiFIR
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the implementation of investor protection topics under MiFID II and MiFIR.
Pivotal merges with KLDiscovery to create new public business valued at $800m
Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.
Theta Lake partners with Red Box to boost communication compliance in videos
Communication compliance solution provider Theta Lake has partnered with Red Box to help more companies detect compliance risks in audio files.
ArchiveSocial secures $53m to support social media communication monitoring
ArchiveSocial, a platform helping organisations archive social media to meet communication regulation compliance, has netted $53m in funding.
NEST deploys KAS BANK solution to support cost transparency reporting
The National Employment Savings Trust (NEST) is working with KAS BANK to receive assistance with cost transparency reporting for its target date and specialist funds.
ESMA has published new quarterly liquidity assessment for bonds
The European Securities and Markets Authority (ESMA) has made new data around bonds available through its data register to support MiFID II and MiFIR compliance.
Fenergo boosts MENA expansion after receiving a full license from DIFC
Digital client lifecycle management company Fenergo has boosted its precense in the Middle East and Africa (MENA) region having received a full license from the Dubai International Financial Centre (DIFC).
ESMA delays the release of systematic internaliser regime data which will support MiFID II...
The European Securities and Markets Authority (ESMA) has delayed the release of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.
FCA reveals the 29 companies to make its fifth regulatory sandbox
The UK’s Financial Conduct Authority (FCA) has revealed the 29 companies that have made the fifth cohort of its regulatory sandbox.
NICE Actimize enhances e-communications offering with machine learning tools
Autonomous financial crime detection company NICE Actimize has enhanced its e-communication surveillance solution with improved machine learning, analytics and investigative tools.