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MiFID II

Cappitech launches new tool to support MiFID II compliance

Regulatory reporting and intelligence solution developer Cappitech has released its new RTS 28 Market Intelligence solution.

Venafi partners with GMO GlobalSign and NBI to support move to Japanese market

Venafi, a machine identity protection company, has formed a partnership with GMO GlobalSign and NSD Business Innovation (NBI), to support its launch in Japan.

Theta Lake among the 11 companies to make the new FinTech Innovation Lab cohort

RegTech 100 company Theta Lake is one of the new 11 companies to make the FinTech Innovation Lab New York 12-week program.

MiFID II compliance solution Open Gamma raises $10m funding

Derivative trading analytics platform Open Gamma has raised $10m in a funding round led by FinTech and B2B software-focused investors Dawn Capital.

FCA fines Goldman Sachs £34.4m for transaction reporting failures

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.

Platinum Asset Management to use Catena’s tech to meet EMIR requirements

Platinum Asset Management has implemented Catena Technologies TRACE Reporting solution to help it meet European Market Infrastructure Regulation (EMIR) requirements.

Apex Group to utilise AQMetrics’ regulatory reporting technology

AQMetrics, a RegTech 100 company, will be providing its regulatory reporting technology solution to Apex Group, a fund manager company.

Malta Financial Services Authority partners with CipherTrace for crypto monitoring

Malta Financial Services Authority (MFSA) has formed a partnership with CipherTrace to regulate and monitor virtual asset businesses and cryptocurrencies.

Theta Lake: Helping compliance teams with KID validations for PRIIPs

Marc Gilman, general counsel and VP of compliance at Theta Lake has explored how firms can ease challenges for PRIIPs KID verifications.

Cognizant acquires CSDR compliance platform Meritsoft

Cognizant has acquired Ireland-based Meritsoft, a provider of claim, tax and regulatory management services.

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