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MiFID II

Schroders takes minority stake in Qwil Messenger

Schroders has taken a minority stake in Qwil Messenger, a cloud native chat platform that connects clients and employees of multiple firms and their brands.

Red Box and Cloud9 launch compliance solution for voice trading

Red Box has partnered with Cloud9’s cloud-based trader voice communications platform to launch a new compliance solution.

Theta Lake AI Compliance for RingCentral

Reviewing and supervising call recordings using Theta Lake Compliance AI with RingCentral.

VoxSmart enables Singaporean firms to trade over WeChat & WhatsApp

UK-based RegTech VoxSmart is helping Singapore’s leading energy and commodity firms boost revenue and manage risk.

LightPoint raises Series A from Citco and Ares

LightPoint Financial Technology, a trading and risk platform, has closed its Series A on an undisclosed amount.

VTFinTech partners with Alphametry for new MiFID II solution

VTFinTech has partnered with research portal Alphametry to launch its MiFID compliant research evaluation services.

Boldstart Ventures collects $40m for Fund IV

Boldstart Ventures, a New York-based firm investing in enterprise software, has raised $40.65m for its fourth fund.

Theta Lake joins the RingCentral Connect Platform Partner Program

Theta Lake, a provider compliance for audio and video communication, today announced that it has joined the RingCentral Connect Platform Partner Program.

Cappitech partners with Trax to streamline MiFID II reporting

Cappitech, a provider of regulatory reporting and intelligence technology, has partnered with fellow RegTech Trax to streamline their MiFID II transaction reporting.

Asset Control launches new data platform

Asset Control, a of provider of reliable, high-performance systems for financial data management, has launched a new market data distribution and discovery platform.

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