Home Legislation MiFID II

MiFID II

Fund managers facing a ‘shock’ research bill following MiFID II

Fund managers could face a ‘shock’ at the end of Q1, when they are hit with a higher than expected research bill arising from MiFID II.

Verbit lands $11m for AI-based transcription solution

Verbit, a one-year-old startup operating in the professional transcription market, has landed $11m in seed funding.

Cybersecurity company Fyde launches out of stealth with $3m

Fyde, a cybersecurity company focused protecting mobile devices, has emerged from stealth with $3m in seed-stage funding.

TradingScreen partners with Liquidnet for MiFID II compliance

TradingScreen (TS) has partnered with Liquidnet, a global institutional trading network, to help its users meet regulatory mandates.

Citadel expands use of Kx technology for investment research

Citadel, a global investment firm, has expanded its use of Kx technology to help support its investment research process.

Banks adopt Droit’s MiFID II trade compliance engine

Six major global banks have adopted Droit Financial Technologies’ fully-digitized MiFID II trade compliance engine.

Spring Labs closes $14m Seed round led by August Capital

Spring Labs has raised a $14.75m Seed funding round led by August Capital.

Shield FC updates eComms data management platform

Shield Financial Compliance has launched a new version of its electronic communications data management platform and compliance reporting suite.

Eze expands trade reporting with Nex Regulatory Reporting

Investment technology provider, Eze Software has expanded its collaboration with NEX Regulatory Reporting to grow its MiFID II trade reporting support.

Visible Alpha lands investment from HSBC

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.

50,000+ RegTech leaders get exclusive industry stories delivered every week