EU regulator pulls the plug on ten UK companies’ licences post-Brexit
The European Union's securities and markets watchdog has withdrawn the registrations of ten British credit rating agencies and trade repositories in the Brexit aftermath.
StarCompliance nets significant growth investment from Marlin Equity Partners
Employee compliance and RegTech solution developer StarCompliance has received a “significant” growth investment from Marlin Equity Partners.
GRC platform LogicGate collects $8.75m in its latest funding round
Automated governance, risk and compliance (GRC) platform LogicGate has secured $8.75m in a growth capital round from Greenspring Associates and Silicon Valley Bank.
FCA fines experienced trader for market abuse £100,000
An experienced trader at Fenician Capital Management has been slammed with a £100,000 fine and prohibited from working in any regulated activity after allegedly engaging in market abuse.
FCA fines Barclays £26m for how the bank treated credit customers
Barclays has been slammed with a £26m fine after a City watchdog found that it treated consumer credit customers who experienced financial difficulties poorly.
German regulator boss sacked over Wirecard transactions
Head of German audit regulator Apas has been dismissed with immediate effect after disclosing that he'd been trading with Wirecard stocks when the company was being audited earlier in 2020.
RegTech100 company Sigma Ratings launches new Risk API
RegTech100 company Sigma Ratings has released a new Risk API tool which offers improved and quicker workflows.
Theta Lake bolsters leadership team as the RegTech is set on scaling the business
Collaboration security and compliance technology company Theta Lake has added an award-winning cybersecurity executive to its board of directors and two security industry leaders to its roster of advisors.
SteelEye signs partnership with txtsmarter to boost their clients’ compliance
RegTech firm SteelEye has inked a deal with txtsmarter, the compliance platform, that will see the two join forces to better protect companies from falling foul of regulatory commitments.
Five whistleblowers awarded $3m in total from the SEC
The Securities and Exchange Commission to award five whistleblowers $3m in total for information provided in three different enforcement actions.
