401(k) compliance platform Advice Analytics wins cash prize at Seattle Angel Conference
Retirement plan compliance platform Advice Analytics has reportedly won $235,000 at the Seattle Angel Conference.
US regulators attempt to make it easier for banks to tackle risk
Major US financial markets watchdogs have issued a joint fact sheet to make it easier for banks to tackle risks when it comes to charities and non-profit organisations.
The FCA confirms updated guidelines to support credit customers through the pandemic
A City watchdog has confirmed that it has updated the guidance to support and protect vulnerable customers during the coronavirus crisis.
NCA calls for reform to better flag money laundering
The UK's National Crime Agency has called for an overhaul of the money laundering reporting system to deal with low-quality or unnecessary warnings.
SEC awards $900,000 to whistleblower
The US top market regulator has awarded $900,000 to a whistleblower who identified securities law violations overseas.
Lanistar not authorised to operate in the UK – City watchdog warns
Influencer and Mastercard-backed FinTech Lanistar is not allowed to operate in the UK, the Financial Conduct Authority has warned.
VERMEG launches new solution to help traders comply with new regulations
InsurTech and banking company VERMEG has launched Colline.Cloud aimed at aiding smaller buy and sell-side firms just as trade regulations are about to get tighter.
FCA starts proceedings against individuals behind an alleged “unrealistic” care home investment scheme
The Financial Conduct Authority (FCA) has commenced legal proceedings against the men behind an alleged "unrealistic" and "unauthorised" care home investment scheme.
Ghana has introduced a new cybersecurity law
Ghana's parliament has introduced its new Cybersecurity Act 2020 to protect children and companies from abuse and digital threats.
Compliance.ai closes its Series A round on $3m as it eyes international growth
US-based Compliance.ai has closed its Series A funding round on $3m, which will enable the company to expand into international jurisdictions.
