Switzerland’s FINMA has outlined measures Julius Baer must implement after AML deficiency
The Swiss Financial Market Supervisory Authority (FINMA) has outlined several measures Swiss private bank Julius Baer must implement after being found of “serious AML failings.”
RegTech unicorn OneTrust doubles its valuation within a year
Data compliance developer OneTrust has more than doubled its valuation in a year to $2.7bn, after it closed a new $210m Series B.
PayPal and BT hackers jailed after defrauding over 2,000 people
Seven out of eight gang members have been jailed after defrauding thousands of people through hacking PayPal and BT accounts.
Will the US remain the RegTech top dog as new hotbeds are on the...
Federal deregulation and increased international competition are all factors that could push US RegTech down from the throne. Or are they?
Eventus Systems secures $10m in Series A to boost sales efforts
RegTech 100 company Eventus Systems has secured $10m in its Series A round which will help it to boost its sales and development efforts.
Foreign exchange firm owner charged with fraud and misappropriation
A man operating out of a California and Tennessee-based company has been accused of wire fraud, fraud and misappropriation.
CFTC charges foreign exchange firm with fraud in a bitcoin-linked Ponzi scheme
A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).
FINRA lists MirrorWeb on its compliance vendor directory
MirrorWeb, a web archiving and monitoring solution, has been listed in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Directory (CVD).
ESMA has updated its Q&A about the Credit Rating Agencies Regulation
Credit rating agencies have reason to swing by the European Securities and Markets Authority’s (ESMA) website as the body has just provided some extra insights into how they are regulated.
Hackers have stolen payment details from Rutter’s petrol stations and stores
Petrol station and stores chain Rutter’s has fallen to a malware attack which compromised its customers’ payment card data.
