Financial institutions need to put conduct risk on same priority level as KYC/AML
KYC and AML have received a lot of RegTech focus, but conduct risk needs to receive more attention, according to Dilip Mohapatra, founder at Cognitive View.
ContractPodAi collects $55m in Series B led by Insight Partners
ContractPodAi, a contract lifecycle management software company, has collected $55m in its Series B round.
OceanEx closes Series A as it looks for global regulatory compliance
OceanEx, a cryptocurrency exchange, has closed its Series A to support its goal of reaching regulatory compliance globally.
DUST Identity closes $10m Series A led by Kleiner Perkins
DUST Identity, a security tag and identity for things, has collected $10m in its Series A round led by Kleiner Perkins.
Cybersecurity company Trustonic joins PCI Security Standards Council
Mobile cybersecurity company Trustonic has joined the PCI Security Standards Council (PCI SSC) as a new participating organisation.
US regulators offer clarity on application for opportunity zone investments
US regulators have released an explanation of application to the federal and state securities laws for opportunity zone investments.
DefenseStorm raises $15m in its Series A led by Georgian Partners
Cloud-based cybersecurity and cybercompliance management platform DefenseStorm has collected $15m in its Series A round.
Data management platform Amperity nets $50m in Series C round
Amperity, an AI-powered customer data management platform, has collected $50m in its Series C round.
ESMA downgrades sanctions against four Scandinavian banks after appeals to the BoA
The European Securities and Markets Authority (ESMA) has amended its enforcement of Nordea Bank, Svenska Handelsbanken, SEB and Swedbank following a decision by the Board of Appeal of the European Supervisory Authorities (BoA).
ESMA fines Regist-TR €56,000 for failing to adhere to the European Markets and Infrastructure...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
