SAR nets $1m seed funding from angel investors
SAR, a data analytics platform for securities class action (SCA), has netted $1m in seed funding from a group of angel investors.
Top 10 largest GDPR fines now total €402.6m
Fines for the General Data Protection Regulation (GDPR) might be as numerous or large as initially anticipated, but there have been some hefty penalties. The ten largest financial fines for GDPR failures total €402.6m.
Cymulate nets a further $15m, just months after its former round
Breach and attack simulation platform Cymulate has received $15m in its Series B round led by Vertex Growth Fund.
Westpac’s chairman and CEO to step down amid AML scandal
Australian bank Westpac will see its CEO Brian Hartzer step down next week as the lender is facing money laundering and terrorism financing allegations.
The FCA bans mass marketing of speculative mini-bonds
The Financial Conduct Authority (FCA) will ban the mass marketing of speculative mini-bonds to retail customers from New Year’s Day 2020.
65% of all cases filed by CFTC last year involved fraud, manipulative conduct or...
The U.S. Commodity Futures Trading Commission’s (CFTC) has released its report for the fiscal year 2019.
The third annual RegTech100 list has been revealed to celebrate the most innovative companies...
This list identifies the world’s most promising enterprises developing solutions to solve financial services firms and other businesses’ risk management, compliance and cybersecurity concerns.
Startup accelerator Plug and Play reveals the date of its second Abu Dhabi Demo...
From FinTech and RegTech to InsurTech and cybersecurity startups, Plug and Play’s Demo Days are always an interesting event for market stakeholders wondering what is next on the horizon.
Almost eight-in-ten US merchants have experienced fraud as fears with online payment fraud rise
Nearly eight in ten US merchants have experienced some form of fraud since they started their operations, according to the latest American Express research...
US regulator fines BGC Financial $3m for failing to comply with supervision, reporting and...
An American futures industry voice broker and registered futures commission merchant has found itself in the U.S. Commodity Futures Trading Commission’s (CFTC) crosshairs.
