Redland chosen by Natixis Investment Managers to support SM&CR compliance
Redland, which designs compliance solutions for financial services, has been selected by Natixis Investment Managers UK to support regulatory requirement needs.
E-commerce outcomes dropped by almost a tenth after GDPR was introduced
The EU’s new data protection regulations were introduced in May 2018 and could’ve already caused major disruption for e-commerce retail, according to a new study.
MAP FinTech launch new solution to help businesses comply with MiFID
Cyprus-based MAP FinTech, a regulatory technology provider in Cyprus, has announced its MAP-Best Execution Monitoring, a solution aimed at ensuring companies comply with the EU’s Markets in Financial Instruments Directive (MiFID II).
India is reportedly looking to become GDPR compliant even though it isn’t in the...
The world’s second most populated country is reportedly looking to approach the EU to seek adequacy status in regards to the General Data Protection Regulation (GDPR).
FINRA fines Citigroup $1.25m for background check failures
Financial Industry Regulatory Authority (FINRA) has fined Citigroup Global Markets $1.25m for deficiencies in its background checks.
FCA proposes contingent charging ban for pensions after accusations of failing to prevent vulture...
The Financial Conduct Authority (FCA) has proposed a ban on contingent charging for pension transfer advice to protect consumers from so-called vulture advisers who only got paid if the transfer went through.
The EBA publishes new clarifications for PSD2
The European Banking Authority (EBA) has published a new set of clarifications regarding APIs under PSD2.
UK’s FCA extends SM&CR to FCA solo-regulated firms
The UK’s Financial Conduct Authority has extended the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms.
Nice Actimize joins FCA’s TechSprint
NICE Actimize an autonomous financial crime management platform, has joined the UK Financial Conduct Authority’s Global Anti-Money Laundering and Financial Crime TechSprint.
ACI Worldwide announces new RegTech tools to comply with upcoming strong customer authentication rules
Florida-based ACI Worldwide is releasing a new suite of tools to ensure businesses are prepared for the final parts of the EU’s Revised Payment Service Directive (PSD2) snapping into action in September.
