ESMA relaxes MiFID II communication monitoring enforcement due to coronavirus
The European Securities and Markets Authority (ESMA) has relaxed video communication monitoring requirements under MiFID II during the COVID-19 (coronavirus) pandemic.
The biggest mistakes financial firms make when collecting data
Getting big data right can help businesses make money and follow the law. So why do financial firms get it wrong?
Arctic Intelligence named the Australian-founded RegTech of the Year and RegTech Exporter of the...
The awards are coming fast now for Arctic Intelligence. The Aussie scaleup just picked up two awards at The RegTech Association’s annual awards ceremony shortly after being recognised as a Rising Star in Deloitte’s Technology Fast50 late last year.
Will the UK remain a leading RegTech hotbed after Brexit?
The UK may have been the European RegTech leader for years, but the question is if this could change because of Brexit.
Theta Lake unveils 17a-4 compliant archiving tool for collaboration platforms
Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral, Microsoft...
11 women changing the US RegTech industry you need to know about right now
The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?
Bulgaria viewing to open RegTech sandbox
The finance minister of Bulgaria has announced that the country’s government is looking to launch a RegTech sandbox in Sofia.
“The Bulgarian FinTech industry is...
Two-thirds of financial firms are unsure if they are compliant when using video conference...
Even though 90% of financial services and insurance companies are using video, most are uncertain about if they are complying with regulations, according to new research from Theta Lake.
Eight FinTech and RegTech companies you missed at Sthml Fintech Week
The Nordics’ FinTech scene is buzzing with potential, which was evident by the trailblazing companies recently attending Sthlm Fintech Week.
The Stockholm event was full...
Before you worry about new PRIIP rule changes you should ensure you’re up to...
The EU might be gearing up to change some of the rules regulating retail and insurance-based investment products (PRIIP), but MirrorWeb warns that financial firms should worry more about the rules already in place.
