ESMA updates Q&A for MiFID II and MiFIR
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the implementation of investor protection topics under MiFID II and MiFIR.
FCA extends deadline for notifications for temporary permissions regime
The UK’s Financial Conduct Authority has extended the deadline for notifications of the temporary permissions regime (TPR) until 30 October 2019.
Pivotal merges with KLDiscovery to create new public business valued at $800m
Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.
Theta Lake partners with Red Box to boost communication compliance in videos
Communication compliance solution provider Theta Lake has partnered with Red Box to help more companies detect compliance risks in audio files.
ArchiveSocial secures $53m to support social media communication monitoring
ArchiveSocial, a platform helping organisations archive social media to meet communication regulation compliance, has netted $53m in funding.
Investment Association names 5 FinTechs to make its Velocity
The Investment Association (IA) has named the five FinTech companies to make the second cohort of its Velocity accelerator.
Secure instant messaging app for banks has raised €2m in funding
Nivo, an instant messaging network for banks which is built around digital verification, has closed a funding round on €2m.
NICE Actimize enhances e-communications offering with machine learning tools
Autonomous financial crime detection company NICE Actimize has enhanced its e-communication surveillance solution with improved machine learning, analytics and investigative tools.
Venafi partners with GMO GlobalSign and NBI to support move to Japanese market
Venafi, a machine identity protection company, has formed a partnership with GMO GlobalSign and NSD Business Innovation (NBI), to support its launch in Japan.
Theta Lake among the 11 companies to make the new FinTech Innovation Lab cohort
RegTech 100 company Theta Lake is one of the new 11 companies to make the FinTech Innovation Lab New York 12-week program.
