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Communications Compliance

Fast pace of regulations is haltering the move to integrate regulatory data

The fast pace of regulatory change and changing regulations are hindering the move to integrate regulatory data according to new research.

Born launches new solution for buy-side MiFID II surveillance & reporting

Born Technology has launched a unified tool for MiFID II surveillance, reporting and data management.

Disruption House partners with IRTA to accelerate RegTech adoption

The Disruption House (TDH) has formed a partnership with the International RegTech Association (IRTA) to accelerate the adoption of RegTech solutions.

SEI adds new startups to its RegTech incubator

SEI has added a new group of startups to Codify, its London-based RegTech incubator.

Close Brothers picks Red Deer for MiFID II compliance

Close Brothers Asset Management has selected Red Deer’s Research Management solution to improve its MiFID II processes.

Solgari launches GDPR & MiFID II compliant SMS service

Solgari, a cloud communications service provider, has launched a GDPR & MiFID II compliant SMS service.

Broadridge buys FundAssist to expand regulatory communications

Broadridge Financial Solutions has purchased FundAssist Limited, a regulatory, marketing and sales solutions service provider.

ID Exchange & digi.me create commercial RegTech sandbox facility

Australian startup ID Exchange and UK-based firm digi.me have partnered to establish a commercial RegTech sandbox facility.

RegTech and dialogue with regulators are the key to compliance

Adopting RegTech and opening dialogue with regulators are both vital in helping the financial services industry achieve compliance according to Subas Roy, partner at Oliver Wyman.

Aurea readies software product suite for GDPR

Aurea Software, a provider of customer experience solutions, has launched a library of GDPR-ready software products.
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