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Communications Compliance

TA Associates buys regulatory reporting provider Confluence

TA Associates has purchased Confluence, a provider of regulatory, investor communications and performance reporting.

Whispir collects $11.75m investment for communications offering

Australia-based Whispir has closed an $11.75m round of funding to support its expansion in Asia.

OHV picks SS&C to bolster communications and reporting

OHV Asset Management has partnered with SS&C Technologies to enhance its client communications and reporting portal.

IPC & GreenKey launch AI-based speech recognition solution

Following the implementation of MiFID II, IPC and GreenKey Technologies have combined to bring a AI-based speech recognition solution to financial markets.

Abu Dhabi Global Market’s Reglab welcomes third cohort

Abu Dhabi Global Market (ADGM) is looking for applications for the third cohort of its Regulatory Laboratory (Reglab).

ING, CommonWealth Bank of Australia complete RegTech pilot

ING and CommonWealth Bank of Australia (CBA) have completed a RegTech pilot, which aims to simplify the processing of regulatory information.

Smartkarma launches Premium Services for MiFID II compliance

Smartkarma, a provider of independent investment research, has launched Premium Services to help with MiFID II compliance.

Deciens sets sights on RegTech, FinTech with new $80m fund

San Francisco-based Deciens Capital has set an $80m goal for its 2018 fund.

Regulator updates code of fundraising practice ahead for GDPR

The Fundraising Regulator has published changes to the Code of Fundraising Practice, as it looks to bring the fundraising rules into line with new data protection regulations.

Mauritius to build regulatory ecosystem for FinTechs

Mauritius is hoping to set itself up as a FinTech hub and is eyeing the launch of a sovereign fund to support FinTechs in the area.
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