Compliance Management

Switzerland-based electronic signature platform Skribble has raised €10m in its Series A funding round as it gears up for geographic expansion.

Steering committees help firms guide a body on a project from start to end, but what are they? Diligent has taken a look into the steering committee, what it is, the challenges it faces and the best practices.

Ryft, a PSD2 compliant payments system, has closed a seed round, which was led by UK-based investor SFC Capital.

The use of shell companies and other legal vehicles for illicit purposes is receiving growing international attention, with the importance of beneficial ownership transparency becoming ever more key, claimed RegTech firm Alessa.

As an industry that is constantly bringing in new customers and transactions, the casino sector is a key target for criminals and money launderers, claims Alessa.

ORX, a global association of operational risk professionals, has launched the world’s first industry-wide Controls Library for operational risk.

LexisNexis Risk Solutions will help Darlington Building Society onboard customers and bolster financial crime prevention and compliance screening.

RegTech firm Red Oak Compliance has ranked on the Inc 5000 list for the fourth consecutive year.

With customer experience a top priority for firms, they are looking for any way to improve it. However, what is the impact expiring tax forms have on the customer experience?

In today's digital age, customers have high expectations for their interactions with financial institutions. These digitally savvy individuals demand streamlined, efficient, and enjoyable experiences. Unfortunately, many financial entities, even the globally leading ones, continue to rely on outdated manual processes for FATCA and CRS compliance, causing frustration for both clients and customer service officers.