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Compliance Management

How onboarding is hindering client experience

A recent blogpost by MyDocSafe has detailed how the onboarding process within wealth management is impacting the client experience through its complexity.

ESMA publishes paper setting out plans to change MiFID II reporting requirements

The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.

Payroll unicorn Deel more than quadruples valuation in six months

Deel, a global compliance and payroll solution, has collected $425m in its Series D funding round, bringing its valuation to $5.5bn.

BearingPoint RegTech starts journey of independence with rebrand

BearingPoint RegTech has rebranded itself as Regnology, as it starts its journey as an operational independent company.

EBA repeals PSD1 internet payments security guidelines

The European Banking Authority (EBA) has officially repealed its guidelines on the security of internet payments under the former Payments Services Directive (PSD1).

LeapXpert secures Series A funding

LeapXpert, which develops messaging services and communication monitoring tools, has closed its Series A round on an undisclosed amount.

How Zeidler Group’s new CFO is driving its push with data-powered legal services

Asset managers typically have to use multiple law firms to handle their compliance processes, with expensive and laborious processes; however, Zeidler Group is leveraging data and technology to resolve this issue.

Theta Lake deepens RingCentral synergies with extended partnership

Theta Lake has bolstered its partnership with communications firm RingCentral to include global service provider and cross-industry vertical security and compliance features.

FCA issues guidance to firms on hybrid working challenges

The Financial Conduct Authority (FCA) has issued new guidance to businesses operating remote or hybrid working models.

CYTRIO collects $3.5m in seed funding to help SMEs handle data privacy

Data privacy compliance startup CYTRIO has collected $3.5m in seed funding, supporting its goal of helping mid-sized companies meet privacy compliance.

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