US government body sues Citizens Bank
The Consumer Financial Protection Bureau (CFPB) has sued Citizens Bank for allegedly violating rules about properly managing and responding to credit card disputes.
The FCA slapped with £2,000 fine for not living up to staff pension rules
Following a year of controversies regarding the UK’s top financial watchdog, the body is now facing another setback.
American businesses need RegTech tools as the SEC ramps up the heat
The Securities and Exchange Commission (SEC) increased its activities in 2019 and market stakeholders think this is just the beginning.
Could the new leadership of the FCA mean it’s going to deal with financial...
The UK’s biggest financial regulator is getting a new top dog. Industry leaders speculate that the change in leadership might mean it will review financial promotions regulations.
Could Brexit mean one of the EU’s most complicated laws may become even more...
The revised Markets in Financial Instruments Directive (MiFID II) could be updated after Brexit. So what would MiFID III entail?
Theta Lake has been rewarded a thumbs up for how it handles data
RegTech company Theta Lake has successfully been audited by the American Institute of Certified Public Accountants regarding how it deals with data
The FCA says EU law will still apply after Brexit – for now
The UK will officially leave the UK on Friday January 31. Now the UK’s leading financial watchdog has given advice to firms on what to do next.
Meet the FinTech startups selected for Tech Nation’s Upscale 5.0 cohort
With unicorn alumni like Monzo, Improbable, Bulb and Bloom & Wild, Tech Nation’s Upscale accelerator programme has an impressive track record.
Mitratech acquires ClusterSeven so it can offer an end-to-end data privacy solution
The legal and compliance software builder has acquired ClusterSeven so it can offer an end-to-end solution suite for easing data privacy and information governance efforts.
$36bn in non-compliance with anti-money laundering, due diligence and sanctions regulations were issued in...
Financial firms around the world were ordered to pay $36bn in total due to failing to comply with legislation set up to prevent money laundering and fraud.
